Posted 17 days ago
The Compliance Manager directs & oversees all operations of the Compliance Office. Ensure compliance with governing rules, regulations and company policies. Monitor compliance with Title 31/BSA. Must exercise discretion and independent judgment as it relates to the overall structure of DMC. Compliance Systems, investigations, and the evaluation of instances on non-compliance and providing effective recommendations for corrective action. Click the Apply Now button to read more about the specific responsibilities, required expertise/education and the incentives associated with the position.